How to become a security, commodities, and financial services sales agents
Buy and sell securities or commodities in investment and trading firms, or provide financial services to businesses and individuals. May advise customers about stocks, bonds, mutual funds, commodities, and market conditions.
Steps to get there
Most employers expect most of these occupations require a four-year bachelor's degree, but some do not..A considerable amount of work-related skill, knowledge, or experience is needed for these occupations. For example, an accountant must complete four years of college and work for several years in accounting to be considered qualified.
What securities, commodities, and financial services sales agents do
- Keep accurate records of transactions.
- Complete sales order tickets and submit for processing of client-requested transactions.
- Develop financial plans, based on analysis of clients' financial status.
- Prepare financial reports to monitor client or corporate finances.
- Supply the latest price quotes on any security, as well as information on the activities or financial positions of the corporations issuing these securities.
- Interview clients to determine clients' assets, liabilities, cash flow, insurance coverage, tax status, or financial objectives.
Skills that matter most
- Active Listening
- Critical Thinking
- Monitoring
- Reading Comprehension
- Speaking
- Active Learning
- Writing
- Mathematics
Is security, commodities, and financial services sales agents a good career?
On the numbers, this job pays above the typical job. Median pay is 54% above the all-occupation median. Whether it fits you depends on the work itself, the schooling you are willing to do and where you want to live.
Where it pays most
- New York $168,340
- Massachusetts $100,310
- Illinois $99,840
- Connecticut $98,560
- Vermont $88,280
Securities, Commodities, and Financial Services Sales Agents salary by state and city
Sources: O*NET® 31.0 (CC BY 4.0, USDOL/ETA) and BLS Employment Projections 2025–35. Pay: BLS OEWS May 2025.